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Proactive Tax Planning Capital Gains Bargains

MAY, 2021

It is usually the fall season when we begin to think about the year coming to an end, and what we might do during this final quarter to improve our tax picture.

Answering to Suitability vs. Fiduciary

APRIL, 2021

Not all financial professionals are alike when it comes to working with their clients.

Non-Retirement Savings Accounts Options

MARCH, 2021

Saving for retirement can be likened to going on a diet. What you need to succeed in both cases is a long-term mindset and the discipline to stay the course along the way.


As wealth managers, we talk a lot about proactive tax planning and the importance of taking the time to create more favorable tax outcomes. With that said, why aren’t more individuals getting involved in the process?

Roth Conversion


Simply put, a ROTH Conversion is a transfer of all or part of the balance of an existing Traditional IRA to a ROTH IRA.

What You Need To Know About College Savings 529 Plan Versus UTMA


Helping families design their financial roadmap often involves a discussion on some of the best practices for setting money aside for children’s education. The tough part for parents is first trying to determine if their child is going to be college-bound, community college-bound …


According to the Financial Industry Regulatory Authority (FINRA), there are 19,884 registered financial advisors located in Colorado as of October 2020; this number is six times greater than that of Nevada with only 3,301 advisors.  

It comes as no surprise to see this elevated number of advisors residing in Colorado since Colorado is ranked #13 in America for income per capita.


It is a common myth to believe that any sitting President’s fiscal policies can or will manipulate the barometer of the U.S. stock market, while the truth is, over the past 120 years – the long-term performance of the market has shown almost no correlation with government or fiscal policies. It is a monetary policy that matters more.


Although every market cycle has unique aspects, it is clear that 2020 has presented countless unique challenges and outcomes as this year continues to unfold. From record low unemployment catapulting to record high unemployment, a global pandemic that led to shutdowns …

AUGUST, 2020

Janelle van Meel brings over 20 years of experience in the financial services industry to the Wambolt & Associates team. She launched her career with Oppenheimer Funds in 1998 and had opportunities that spanned an array of roles, from retirement plan relationship support to reviewing fund …

JULY, 2020

We are excited to announce our latest summer interns to the W&A Team- Kennedy GrandPre and Wilson Abshire. They plan on being with us throughout the summer and they may stay into the fall depending on how Covid-19 impacts their fall plans.

JUNE, 2020

Historically, the concept of a Family Office was exclusively for Ultra High Net Worth Investors. As the investment world and our tax code have evolved, things often get more complex (not to mention family-planning dynamics constantly maturing). Having a coordinated strategy and team to support these efforts…

MAY, 2020

The Coronavirus Aid, Relief, and Economic Security (CARES) Act which was recently passed by Congress is intended to assist business owners with specific needs they have right now.

MARCH, 2020

Congress passed several laws in December of 2019 that impact several retirement savings aspects. This bundle of changes is referred to as the SECURE ACT (Setting Every Community Up for Retirement Enhancement).


As we turn the page on 2019, as well as a decade of economic growth, allow us to reflect on some of the defining features of these interesting times…


We’re back – by popular demand! We have been working hard to improve how we keep you updated with what’s happening within our team and in the wealth management world. Hopefully, you will find this new and improved version fun and insightful.

MAY, 2019

The Securities and Exchange Commission adopted Regulation Best Interest on June 5, 2019. The regulation addresses the standard of conduct for broker-dealers and is designed to up the litmus test on the types of recommendations broker-dealers can make to their retail clients beyond existing suitability obligations. Click here to read more on this important subject…

APRIL, 2019

All investments carry risk. Exposure to loss, and an investor’s appetite for taking chances, influence investment behavior and the design of your investment portfolio. While some investors thrive when the stakes are high, most investors are more temperate and defensive in building wealth. Read more from Managing Director of Planning and Investments, Andrew Jenkins

MARCH, 2019

Wambolt & Associates is pleased to announce that Kelly Fraser has joined the advisory team as a Senior Wealth Management Advisor. Kelly has over 18 years of investment advising experience serving clients in the financial services industry. She has a strong portfolio management background with considerable expertise managing long-term relationships with clients under fiduciary standards of care.


Over the last 30 years, Greg has met with clients and their families countless times, preparing them for change, outlining potential options, and helping guide sound financial decisions. This dedication has grown the firm to what it is today, a dynamic, innovative and forward-looking wealth management firm inextricably linked to the goals of its clients.


Despite the turbulent end to 2018, the U.S. economy continues to be resilient into 2019. Unemployment is at its lowest level in 49 years, wage growth is reaching levels not seen since 2009, and consumer spending and industrial production remain strong. A tight labor market and moderate inflation has been good for consumers.


We are pleased to announce that Shelby McGuire has joined our talented team of professionals as a Wealth Management Advisor. “We are very excited to have Shelby on the team,” said Jeff Wambolt, Chief Operations Officer. “Shelby’s genuinely engaging approach creates a rewarding experience for her clients and colleagues.”


Our business model at Wambolt is built around understanding what you want to do with more than your money; it’s about what you want to do with your life, family, business and passions. It’s up to us to help you define your values, vision and goals so that (together) we can map out a financial plan to get you there.


Looking back, Q3 was a strong quarter for U.S. stocks. The strong fundamentals of our economy were seen in all three indices during the third quarter, and the equity markets performed well despite concerns over escalating international trade tensions. 


We are pleased to announce that Jovi Rodriguez has joined the Wambolt Family as a Junior Wealth Management Advisor and Analyst. 

AUGUST, 2018

You would never build a house without a blueprint, right? The same process goes for building a financial plan. Curious how it works and how we make it easy?

JULY, 2018

Lindsey brings her distinct client-advocacy perspective to Wambolt, where she’ll execute outreach strategies to engage our clients in activities that build and secure wealth. 

JUNE, 2018

In June, the Federal Reserve raised its target rate a quarter of a percentage point, the second hike in the federal funds rate this year. Here’s a quick rundown of some additional factors that generally affected the economy in June.

MAY, 2018

New summer interns are now at work at Wambolt & Associates! Being an intern at Wambolt is a two-way learning experience, beneficial to both the intern and the firm. Clients can expect some fresh talent and a new perspective in various areas of the firm, particularly technology.

Balanced Portfolio

APRIL, 2018

It’s common for a client to compare their portfolio return to what they see on the news. Last year when the S&P 500 had a banner year, closing out 2017 up 19.5%, a client’s portfolio may have closed out the year with gains of only 11%. Similarly, the markets fell 10% the first quarter of 2018 and the same client’s portfolio may have only fallen by 1%.

MARCH, 2018

The year 2018 started strong with a tax reform boost on January 1. Since then, the market and economic news has become decidedly more worrisome. To many, it looks like too many pieces are pushing and pulling the economy in different directions, and the result is fear.

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